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1 \documentclass[aps,endfloats*,preprint,amssymb]{revtex4}
2 \usepackage{epsfig}
3 \usepackage{times}
4 \usepackage{mathptm}
5
6 \begin{document}
7 \renewcommand{\thefootnote}{\fnsymbol{footnote}}
8 \renewcommand{\theequation}{\arabic{section}.\arabic{equation}}
9
10 \bibliographystyle{pccp}
11
12 \title{Symmetry breaking and the $P_{\beta'}$ Ripple phase}
13 \author{Xiuquan Sun and J. Daniel Gezelter}
14 \email[]{E-mail: gezelter@nd.edu}
15 \affiliation{Department of Chemistry and Biochemistry,\\
16 University of Notre Dame, \\
17 Notre Dame, Indiana 46556}
18
19 \date{\today}
20
21 \begin{abstract}
22 The ripple phase in phosphatidylcholine (PC) bilayers has never been
23 completely explained. We present a simple (XYZ) spin-lattice model
24 that allows spins to vary their elevation as well as their
25 orientation. The extra degree of freedom allows hexagonal lattices of
26 spins to find states that break out of the normally frustrated
27 randomized states and are stabilized by long-range antiferroelectric
28 ordering. To break out of the frustrated states, the spins must form
29 ``rippled'' phases that make the lattices effectively
30 non-hexagonal. Our XYZ model contains a hydrophobic interaction and
31 dipole-dipole interactions to describe the interaction potential for
32 model lipid molecules. We find non-thermal ripple phases and note
33 that the wave vectors for the ripples are always perpendicular to the
34 director axis for the dipoles. Non-hexagonal lattices of dipoles are
35 not inherently frustrated, and are therefore less likely to form
36 ripple phases because they can easily form low-energy
37 antiferroelectric states. We see that the dipolar order-disorder
38 transition is substantially lower for hexagonal lattices and that the
39 ordered phase for this lattice is clearly rippled.
40 \end{abstract}
41
42 \maketitle
43
44
45 \section{Introduction}
46 \label{Int}
47 Fully hydrated lipids will aggregate spontaneously to form bilayers
48 which exhibit a variety of phases depending on their temperatures and
49 compositions. Among these phases, a periodic rippled phase
50 ($P_{\beta'}$) appears as an intermediate phase between the gel
51 ($L_\beta$) and fluid ($L_{\alpha}$) phases for relatively pure
52 phosphatidylcholine (PC) bilayers. The ripple phase has attracted
53 substantial experimental interest over the past 30 years. Most
54 structural information of the ripple phase has been obtained by the
55 X-ray diffraction~\cite{Sun96,Katsaras00} and freeze-fracture electron
56 microscopy (FFEM).~\cite{Copeland80,Meyer96} Recently, Kaasgaard {\it
57 et al.} used atomic force microscopy (AFM) to observe ripple phase
58 morphology in bilayers supported on mica.~\cite{Kaasgaard03} The
59 experimental results provide strong support for a 2-dimensional
60 hexagonal packing lattice of the lipid molecules within the ripple
61 phase. This is a notable change from the observed lipid packing
62 within the gel phase.~\cite{Cevc87}
63
64 A number of theoretical models have been presented to explain the
65 formation of the ripple phase. Marder {\it et al.} used a
66 curvature-dependent Landau-de Gennes free-energy functional to predict
67 a rippled phase.~\cite{Marder84} This model and other related continuum
68 models predict higher fluidity in convex regions and that concave
69 portions of the membrane correspond to more solid-like regions.
70 Carlson and Sethna used a packing-competition model (in which head
71 groups and chains have competing packing energetics) to predict the
72 formation of a ripple-like phase. Their model predicted that the
73 high-curvature portions have lower-chain packing and correspond to
74 more fluid-like regions. Goldstein and Leibler used a mean-field
75 approach with a planar model for {\em inter-lamellar} interactions to
76 predict rippling in multilamellar phases.~\cite{Goldstein88} McCullough
77 and Scott proposed that the {\em anisotropy of the nearest-neighbor
78 interactions} coupled to hydrophobic constraining forces which
79 restrict height differences between nearest neighbors is the origin of
80 the ripple phase.~\cite{McCullough90} Lubensky and MacKintosh
81 introduced a Landau theory for tilt order and curvature of a single
82 membrane and concluded that {\em coupling of molecular tilt to membrane
83 curvature} is responsible for the production of
84 ripples.~\cite{Lubensky93} Misbah, Duplat and Houchmandzadeh proposed
85 that {\em inter-layer dipolar interactions} can lead to ripple
86 instabilities.~\cite{Misbah98} Heimburg presented a {\em coexistence
87 model} for ripple formation in which he postulates that fluid-phase
88 line defects cause sharp curvature between relatively flat gel-phase
89 regions.~\cite{Heimburg00} Kubica has suggested that a lattice model of
90 polar head groups could be valuable in trying to understand bilayer
91 phase formation.~\cite{Kubica02} Bannerjee used Monte Carlo simulations
92 of lamellar stacks of hexagonal lattices to show that large headgroups
93 and molecular tilt with respect to the membrane normal vector can
94 cause bulk rippling.~\cite{Bannerjee02}
95
96 Large-scale molecular dynamics simulations have also been performed on
97 rippled phases using united atom as well as molecular scale
98 models. De~Vries {\it et al.} studied the structure of lecithin ripple
99 phases via molecular dynamics and their simulations seem to support
100 the coexistence models (i.e. fluid-like chain dynamics was observed in
101 the kink regions).~\cite{deVries05} Ayton and Voth have found
102 significant undulations in zero-surface-tension states of membranes
103 simulated via dissipative particle dynamics, but their results are
104 consistent with purely thermal undulations.~\cite{Ayton02} Brannigan,
105 Tamboli and Brown have used a molecular scale model to elucidate the
106 role of molecular shape on membrane phase behavior and
107 elasticity.~\cite{Brannigan04b} They have also observed a buckled hexatic
108 phase with strong tail and moderate alignment attractions.~\cite{Brannigan04a}
109
110 Ferroelectric states (with long-range dipolar order) can be observed
111 in dipolar systems with non-hexagonal packings. However, {\em
112 hexagonally}-packed 2-D dipolar systems are inherently frustrated and
113 one would expect a dipolar-disordered phase to be the lowest free
114 energy configuration. Concomitantly, it would seem unlikely that a
115 frustrated lattice in a dipolar-disordered state could exhibit the
116 long-range periodicity in the range of 100-600 \AA (as exhibited in
117 the ripple phases studied by Kaasgard {\it et al.}).~\cite{Kaasgaard03}
118
119 The various theoretical models have attributed membrane rippling to
120 various causes which appear contradictory. We are left with a number
121 of open questions: 1) Are inter-layer interactions required to explain
122 the ripple, or can a single bilayer (or even a single leaf) exhibit
123 the rippling? 2) To what degree is the dipolar anisotropy of the head
124 group important in determining the rippling? 3) Is chain fluidity
125 required? (i.e. are the coexistence models necessary to explain the
126 ripple phenomenon?) 4) How could a state with long-range order be
127 formed using a substrate consisting of 2-D hexagonally-packed dipolar
128 molecules? What we present here is an attempt to find the simplest
129 model which will exhibit this phenomenon. We are using a very simple
130 modified XYZ lattice model; details of the model can be found in
131 section \ref{sec:model}, results of Monte Carlo simulations using this
132 model are presented in section
133 \ref{sec:results}, and section \ref{sec:discussion} contains our conclusions.
134
135 \section{The Web-of-Dipoles Model}
136 \label{sec:model}
137 The model used in our simulations is shown schematically in
138 Figs. \ref{fmod1} and \ref{fmod2}.
139
140 \begin{figure}[ht]
141 \centering
142 \caption{The modified X-Y-Z model used in our simulations. Point dipoles are
143 represented as arrows. Dipoles are locked to the lattice points in x-y
144 plane and connect to their nearest neighbors with harmonic
145 potentials. The lattice parameters $a$ and $b$ are indicated above.}
146 \includegraphics[width=\linewidth]{picture/WebOfDipoles.eps}
147 \label{fmod1}
148 \end{figure}
149
150 \begin{figure}[ht]
151 \centering
152 \caption{The 6 coordinates describing the state of a 2-dipole system
153 in our extended X-Y-Z model. $z_i$ is the height of dipole $i$ from
154 an arbitrary x-y plane, $\theta_i$ is the angle that the dipole makes
155 with the laboratory z-axis and $\phi_i$ is the angle between
156 the projection of the dipole on x-y plane with the x axis.}
157 \includegraphics[width=\linewidth]{picture/xyz.eps}
158 \label{fmod2}
159 \end{figure}
160
161 In this model, lipid molecules are represented by point-dipoles (which
162 is a reasonable approximation to the zwitterionic head groups of the
163 phosphatidylcholine head groups). The dipoles are locked in place to
164 their original lattice sites on the x-y plane. The original lattice
165 may be either hexagonal ($a/b = \sqrt{3}$) or non-hexagonal. However,
166 each dipole has 3 degrees of freedom. They may move freely {\em out} of the
167 x-y plane (along the $z$ axis), and they have complete orientational
168 freedom ($0 <= \theta <= \pi$, $0 <= \phi < 2 \pi$). This is a
169 modified X-Y-Z model with translational freedom along the z-axis.
170
171 The potential energy of the system,
172 \begin{equation}
173 V = \sum_i \left[ \sum_{j>i} V^{\mathrm{dd}}_{ij} + \frac{1}{2}\sum_{j
174 \in NN_i}^6 V^{\mathrm{harm}}_{ij} \right]
175 \end{equation}
176 The dipolar head groups interact via a traditional point-dipolar
177 electrostatic potential,
178 \begin{equation}
179 V^{\mathrm{dd}}_{ij} = \frac{|\mu|^2}{4\pi \epsilon_0 r_{ij}^3} \left[
180 {\mathbf{\hat u}_i} \cdot {\mathbf{\hat u}_j} -
181 3({\mathbf{\hat u}_i} \cdot {\mathbf{\hat
182 r}_{ij}})({\mathbf{\hat u}_j} \cdot {\mathbf{\hat r}_{ij}})
183 \right],
184 \label{eq:vdd}
185 \end{equation}
186 and the hydrophobic interactions are approximated with a nearest
187 neighbor sum of harmonic interactions,
188 \begin{equation}
189 V^{\mathrm{harm}}_{ij} = \frac{k_r}{2} \left(r_{ij}-r_0\right)^2
190 \end{equation}
191 In these potentials, $\mathbf{\hat u}_i$ is the unit vector pointing
192 along dipole $i$ and $\mathbf{\hat r}_{ij}$ is the unit vector
193 pointing along the inter-dipole vector $\mathbf{r}_{ij}$. The entire
194 potential is governed by three parameters, the dipolar strength
195 ($\mu$), the harmonic spring constant ($k_r$) and the preferred
196 intermolecular spacing ($r_0$). In practice, we set the value of
197 $r_0$ to the average inter-molecular spacing from the planar lattice,
198 yielding a potential model that has only two parameters for a
199 particular choice of lattice constants $a$ (along the $x$-axis) and $b$
200 (along the $y$-axis).
201
202 To investigate the phase behavior of this model, we have performed a
203 series of Metropolis Monte Carlo simulations of moderately-sized (24
204 nm on a side) patches of membrane hosted on both hexagonal ($\gamma =
205 a/b = \sqrt{3}$) and non-hexagonal ($\gamma \neq \sqrt{3}$) lattices.
206 The linear extent of one edge of the monolayer was $20 a$ and the
207 system was kept roughly square. The average distance that coplanar
208 dipoles were positioned from their six nearest neighbors was $7$ \AA.
209 Typical system sizes were 1360 lipids for the hexagonal lattices and
210 840-2800 lipids for the non-hexagonal lattices. Periodic boundary
211 conditions were used, and the cutoff for the dipole-dipole interaction
212 was set to 30 \AA. All parameters ($T$, $\mu$, $k_r$, $\gamma$) were
213 varied systematically to study the effects of these parameters on the
214 formation of ripple-like phases.
215
216 \section{Results and Analysis}
217 \label{sec:results}
218
219 \subsection{Dipolar Ordering and Coexistence Temperatures}
220 The principal method for observing the orientational ordering
221 transition in dipolar systems is the $P_2$ order parameter (defined as
222 $1.5 \times \lambda_{max}$, where $\lambda_{max}$ is the largest
223 eigenvalue of the matrix,
224 \begin{equation}
225 {\mathsf{S}} = \frac{1}{N} \sum_i \left(
226 \begin{array}{ccc}
227 u^{x}_i u^{x}_i-\frac{1}{3} & u^{x}_i u^{y}_i & u^{x}_i u^{z}_i \\
228 u^{y}_i u^{x}_i & u^{y}_i u^{y}_i -\frac{1}{3} & u^{y}_i u^{z}_i \\
229 u^{z}_i u^{x}_i & u^{z}_i u^{y}_i & u^{z}_i u^{z}_i -\frac{1}{3}
230 \end{array} \right).
231 \label{eq:opmatrix}
232 \end{equation}
233 Here $u^{\alpha}_i$ is the $\alpha=x,y,z$ component of the unit vector
234 for dipole $i$. $P_2$ will be $1.0$ for a perfectly-ordered system
235 and near $0$ for a randomized system. Note that this order parameter
236 is {\em not} equal to the polarization of the system. For example,
237 the polarization of the perfect antiferroelectric system is $0$, but
238 $P_2$ for an antiferroelectric system is $1$. The eigenvector of
239 $\mathsf{S}$ corresponding to the largest eigenvalue is familiar as
240 the director axis, which can be used to determine a priveleged dipolar
241 axis for dipole-ordered systems. Fig. \ref{t-op} shows the values of
242 $P_2$ as a function of temperature for both hexagonal ($\gamma =
243 1.732$) and non-hexagonal ($\gamma=1.875$) lattices.
244
245 \begin{figure}[ht]
246 \centering
247 \caption{The $P_2$ dipolar order parameter as a function of
248 temperature for both hexagonal ($\gamma = 1.732$) and non-hexagonal
249 ($\gamma = 1.875$) lattices}
250 \includegraphics[width=\linewidth]{picture/t-orderpara.eps}
251 \label{t-op}
252 \end{figure}
253
254 There is a clear order-disorder transition in evidence from this data.
255 Both the hexagonal and non-hexagonal lattices have dipolar-ordered
256 low-temperature phases, and orientationally-disordered high
257 temperature phases. The coexistence temperature for the hexagonal
258 lattice is significantly lower than for the non-hexagonal lattices,
259 and the bulk polarization is approximately $0$ for both dipolar
260 ordered and disordered phases. This gives strong evidence that the
261 dipolar ordered phase is antiferroelectric. We have repeated the
262 Monte Carlo simulations over a wide range of lattice ratios ($\gamma$)
263 to generate a dipolar order/disorder phase diagram. Fig. \ref{phase}
264 shows that the hexagonal lattice is a low-temperature cusp in the
265 $T-\gamma$ phase diagram.
266
267 \begin{figure}[ht]
268 \centering
269 \caption{The phase diagram for the web-of-dipoles model. The line
270 denotes the division between the dipolar ordered (antiferroelectric)
271 and disordered phases. An enlarged view near the hexagonal lattice is
272 shown inset.}
273 \includegraphics[width=\linewidth]{picture/phase.eps}
274 \label{phase}
275 \end{figure}
276
277 This phase diagram is remarkable in that it shows an antiferroelectric
278 phase near $\gamma=1.732$ where one would expect lattice frustration
279 to result in disordered phases at all temperatures. Observations of
280 the configurations in this phase show clearly that the system has
281 accomplished dipolar orderering by forming large ripple-like
282 structures. We have observed antiferroelectric ordering in all three
283 of the equivalent directions on the hexagonal lattice, and the dipoles
284 have been observed to organize perpendicular to the membrane normal
285 (in the plane of the membrane). It is particularly interesting to
286 note that the ripple-like structures have also been observed to
287 propagate in the three equivalent directions on the lattice, but the
288 {\em direction of ripple propagation is always perpendicular to the
289 dipole director axis}. A snapshot of a typical antiferroelectric
290 rippled structure is shown in Fig. \ref{fig:snapshot}.
291
292 \begin{figure}[ht]
293 \centering
294 \caption{Top and Side views of a representative configuration for the
295 dipolar ordered phase supported on the hexagonal lattice. Note the
296 antiferroelectric ordering and the long wavelength buckling of the
297 membrane. Dipolar ordering has been observed in all three equivalent
298 directions on the hexagonal lattice, and the ripple direction is
299 always perpendicular to the director axis for the dipoles.}
300 \includegraphics[width=\linewidth]{picture/snapshot.eps}
301 \label{fig:snapshot}
302 \end{figure}
303
304 \subsection{Discriminating Ripples from Thermal Undulations}
305
306 In order to be sure that the structures we have observed are actually
307 a rippled phase and not merely thermal undulations, we have computed
308 the undulation spectrum,
309 \begin{equation}
310 h(\vec{q}) = A^{-1/2} \int d\vec{r}
311 h(\vec{r}) e^{-i \vec{q}\cdot\vec{r}}
312 \end{equation}
313 where $h(\vec{r})$ is the height of the membrane at location $\vec{r}
314 = (x,y)$.~\cite{Safran94} In simple (and more complicated) elastic
315 continuum models, Brannigan {\it et al.} have shown that in the $NVT$
316 ensemble, the absolute value of the undulation spectrum can be
317 written,
318 \begin{equation}
319 \langle | h(q)|^2 \rangle_{NVT} = \frac{k_B T}{k_c |\vec{q}|^4 +
320 \tilde{\gamma}|\vec{q}|^2},
321 \label{eq:fit}
322 \end{equation}
323 where $k_c$ is the bending modulus for the membrane, and
324 $\tilde{\gamma}$ is the mechanical surface
325 tension.~\cite{Brannigan04b}
326
327 The undulation spectrum is computed by superimposing a rectangular
328 grid on top of the membrane, and by assigning height ($h(\vec{r})$)
329 values to the grid from the average of all dipoles that fall within a
330 given $\vec{r}+d\vec{r}$ grid area. Empty grid pixels are assigned
331 height values by interpolation from the nearest neighbor pixels. A
332 standard 2-d Fourier transform is then used to obtain $\langle |
333 h(q)|^2 \rangle$.
334
335 The systems studied in this paper have relatively small bending moduli
336 ($k_c$) and relatively large mechanical surface tensions
337 ($\tilde{\gamma}$). In practice, the best fits to our undulation
338 spectra are obtained by approximating the value of $k_c$ to 0. In
339 Fig. \ref{fig:fit} we show typical undulation spectra for two
340 different regions of the phase diagram along with their fits from the
341 Landau free energy approach (Eq. \ref{eq:fit}). In the
342 high-temperature disordered phase, the Landau fits can be nearly
343 perfect, and from these fits we can estimate the bending modulus and
344 the mechanical surface tension.
345
346 For the dipolar-ordered hexagonal lattice near the coexistence
347 temperature, however, we observe long wavelength undulations that are
348 far outliers to the fits. That is, the Landau free energy fits are
349 well within error bars for all other points, but can be off by {\em
350 orders of magnitude} for a few (but not all) low frequency
351 components.
352
353 We interpret these outliers as evidence that these low frequency modes
354 are {\em non-thermal undulations} which is clear evidence that we are
355 actually seeing a rippled phase developing in this model system.
356
357 \begin{figure}[ht]
358 \centering
359 \caption{Evidence that the observed ripples are {\em not} thermal
360 undulations is obtained from the 2-d fourier transform $\langle
361 |h(\vec{q})|^2 \rangle$ of the height profile ($\langle h(x,y)
362 \rangle$). Rippled samples show low-wavelength peaks that are
363 outliers on the Landau free energy fits. Samples exhibiting only
364 thermal undulations fit Eq. \ref{eq:fit} remarkably well.}
365 \includegraphics[width=\linewidth]{picture/fit.eps}
366 \label{fig:fit}
367 \end{figure}
368
369 \subsection{Effects of Parameters on Ripple Amplitude and Wavelength}
370
371 We have used two different methods to estimate the amplitude and
372 periodicity of the ripples. The first method requires projection of
373 the ripples onto a one dimensional rippling axis. Since the rippling
374 is always perpendicular to the dipole director axis, we can define a
375 ripple vector as follows. The largest eigenvector, $s_1$, of the
376 $\mathsf{S}$ matrix in Eq. \ref{eq:opmatrix} is projected onto a
377 planar director axis,
378 \begin{equation}
379 \vec{d} = \left(\begin{array}{c}
380 \vec{s}_1 \cdot \hat{i} \\
381 \vec{s}_1 \cdot \hat{j} \\
382 0
383 \end{array} \right).
384 \end{equation}
385 ($\hat{i}$, $\hat{j}$ and $\hat{k}$ are unit vectors along the $x$,
386 $y$, and $z$ axes, respectively.) The rippling axis is in the plane of
387 the membrane and is perpendicular to the planar director axis,
388 \begin{equation}
389 \vec{q}_{\mathrm{rip}} = \vec{d} \times \hat{k}
390 \end{equation}
391 We can then find the height profile of the membrane along the ripple
392 axis by projecting heights of the dipoles to obtain a one-dimensional
393 height profile, $h(q_{\mathrm{rip}})$. Ripple wavelengths can be
394 estimated from the largest non-thermal low-frequency component in the
395 fourier transform of $h(q_{\mathrm{rip}})$. Amplitudes can be
396 estimated by measuring peak-to-trough distances in
397 $h(q_{\mathrm{rip}})$ itself.
398
399 A second, more accurate, and simpler method for estimating ripple
400 shape is to extract the wavelength and height information directly
401 from the largest non-thermal peak in the undulation spectrum. For
402 large-amplitude ripples, the two methods give similar results. The
403 one-dimensional projection method is more prone to noise (particularly
404 in the amplitude estimates for the non-hexagonal lattices). We report
405 amplitudes and wavelengths taken directly from the undulation spectrum
406 below.
407
408 In the hexagonal lattice ($\gamma = \sqrt{3}$), the rippling is
409 observed from $150-300$ K. The wavelength of the ripples is
410 remarkably stable at 150~\AA~for all but the temperatures closest to
411 the order-disorder transition. At 300 K, the wavelength drops to 120
412 \AA.
413
414 The dependence of the amplitude on temperature is shown in
415 Fig. \ref{fig:t-a}. The rippled structures shrink smoothly as the
416 temperature rises towards the order-disorder transition. The
417 wavelengths and amplitudes we observe are surprisingly close to the
418 $\Lambda / 2$ phase observed by Kaasgaard {\it et al.} in their work
419 on PC-based lipids,\cite{Kaasgaard03} although this may be
420 coincidental agreement given our choice of parameters.
421
422 \begin{figure}[ht]
423 \centering
424 \caption{ The amplitude $A$ of the ripples vs. temperature for a
425 hexagonal lattice.}
426 \includegraphics[width=\linewidth]{picture/t-a-error.eps}
427 \label{fig:t-a}
428 \end{figure}
429
430 The ripples can be made to disappear by increasing the internal
431 surface tension (i.e. by increasing $k_r$). In Fig. \ref{fig:kr-a}
432 we show the ripple amplitude as a function of the internal spring
433 constant for non-dipolar part of the lipid interaction potential.
434 Weaker ``hydrophobic'' interactions allow the lipid structure to be
435 dominated by the dipoles, and stronger ``hydrophobic'' interactions
436 result in much flatter membranes. Section \ref{sec:discussion}
437 contains further discussion of this effect.
438
439 \begin{figure}[ht]
440 \centering
441 \caption{The amplitude $A$ of the ripples vs. the harmonic binding
442 constant $k_r$ for both the hexagonal lattice (circles) and
443 non-hexagonal lattice (squares). In both simulations the dipole
444 strength ($\mu$) was 7 Debye and the temperature was 260K.}
445 \includegraphics[width=\linewidth]{picture/k-a-error.eps}
446 \label{fig:kr-a}
447 \end{figure}
448
449 The amplitude of the ripples depends critically on the strength of the
450 dipole moments ($\mu$) in Eq. \ref{eq:vdd}. If the dipoles are
451 weakened substantially (below $\mu$ = 5 Debye) at a fixed temperature
452 of 230 K, the membrane loses dipolar ordering and the ripple
453 structures. The ripples reach a peak amplitude
454 of 26~\AA~at a dipolar strength of 9 Debye. We show the dependence of
455 ripple amplitude on the dipolar strength in Fig. \ref{fig:s-a}.
456
457 \begin{figure}[ht]
458 \centering
459 \caption{The amplitude $A$ of the ripples vs. dipole strength ($\mu$)
460 for both the hexagonal lattice (circles) and non-hexagonal lattice
461 (squares). In both simulations the dipole
462 strength ($k_r$) was kept constant at a value of $1.987 \times
463 10^{-4}$ kcal mol$^{-1}$ \AA$^{-2}$. The temperatures were also kept
464 fixed at 230K for the hexagonal lattice and 260K for the non-hexagonal
465 lattice (approximately 2/3 of the order-disorder transition
466 temperature for each lattice).}
467 \includegraphics[width=\linewidth]{picture/A-s.eps}
468 \label{fig:s-a}
469 \end{figure}
470
471 \subsection{Non-hexagonal lattices}
472
473 We have also investigated the effect of the lattice geometry by
474 changing the ratio of lattice constants ($\gamma$) while keeping the
475 average nearest-neighbor spacing constant. The antiferroelectric state
476 is accessible for all $\gamma$ values we have used, although the
477 distorted hexagonal lattices prefer a particular director axis due to
478 the anisotropy of the lattice.
479
480 Our observation of rippling behavior was not limited to the hexagonal
481 lattices. In non-hexagonal lattices the antiferroelectric phase can
482 develop nearly instantaneously in the Monte Carlo simulations, and
483 these dipolar-ordered phases tend to be remarkably flat. Whenever
484 rippling has been observed in these non-hexagonal lattices
485 (e.g. $\gamma = 1.875$), we see relatively short ripple wavelengths
486 (98 \AA) and amplitudes of 17 \AA. These ripples are weakly dependent
487 on dipolar strength (see Fig. \ref{fig:s-a}), although below a dipolar
488 strength of 5.5 Debye, the membrane loses dipolar ordering and
489 displays only thermal undulations.
490
491 The rippling in non-hexagonal lattices also shows a strong dependence
492 on the internal surface tension ($k_r$). It is possible to make the
493 ripples disappear by increasing the internal tension. The low-tension
494 limit appears to result in somewhat smaller ripples than in the
495 hexagonal lattice (see Fig. \ref{fig:kr-a}).
496
497 The ripple phase does {\em not} appear at all values of $\gamma$. We
498 have only observed non-thermal undulations in the range $1.625 <
499 \gamma < 1.875$. Outside this range, the order-disorder transition in
500 the dipoles remains, but the ordered dipolar phase has only thermal
501 undulations. This is one of our strongest pieces of evidence that
502 rippling is a symmetry-breaking phenomenon for hexagonal and
503 nearly-hexagonal lattices.
504
505 \subsection{Effects of System Size}
506 To evaluate the effect of finite system size, we have performed a
507 series of simulations on the hexagonal lattice at a temperature of 300K,
508 which is just below the order-disorder transition temperature (340K).
509 These conditions are in the dipole-ordered and rippled portion of the phase
510 diagram. These are also the conditions that should be most susceptible to
511 system size effects. The wavelength and amplitude of the observed
512 ripples as a function of system size are shown in Fig. \ref{fig:systemsize}.
513
514 \begin{figure}[ht]
515 \centering
516 \caption{The ripple wavelength (top) and amplitude (bottom) as a function of
517 system size for a hexagonal lattice ($\gamma=1.732$) at 300K.}
518 \includegraphics[width=\linewidth]{picture/SystemSize.eps}
519 \label{fig:systemsize}
520 \end{figure}
521
522 There is substantial dependence on system size for small (less than 200 \AA)
523 periodic boxes. Notably, there are resonances apparent in the ripple
524 amplitudes at box lengths of 121 \AA and 206 \AA. For larger systems,
525 the behavior of the ripples appears to have stabilized and is on a trend to
526 slightly smaller amplitudes (and slightly longer wavelenghts) than were
527 observed from the 240 \AA box sizes that were used for most of the calculations.
528
529 It is interesting to note that system sizes which are multiples of the
530 default ripple wavelength can enhance the amplitude of the observed ripples,
531 but appears to have only a minor effect on the observed wavelength. It would,
532 of course, be better to use system sizes that were many multiples of the ripple
533 wavelength to be sure that the periodic box is not driving the phenomenon, but at
534 the largest system size studied (485 \AA $\times$ 485 \AA), the number of
535 molecules (5440) made long Monte Carlo simulations prohibitively expensive.
536 We recognize this as a possible flaw of our model for bilayer rippling, but
537 it is a flaw that will plague any molecular-scale computational model for
538 this phenomenon.
539
540 \section{Discussion}
541 \label{sec:discussion}
542
543 We have been able to show that a simple lattice model for membranes
544 which contains only molecular packing (from the lattice), head-group
545 anisotropy (in the form of electrostatic dipoles) and ``hydrophobic''
546 interactions (in the form of a nearest-neighbor harmonic potential) is
547 capable of exhibiting stable long-wavelength non-thermal ripple
548 structures. The best explanation for this behavior is that the
549 ability of the molecules to translate out of the plane of the membrane
550 is enough to break the symmetry of the hexagonal lattice and allow the
551 enormous energetic benefit from the formation of a bulk
552 antiferroelectric phase. Were the hydrophobic interactions absent
553 from our model, it would be possible for the entire lattice to
554 ``tilt'' using $z$-translation. Tilting the lattice in this way would
555 yield an effectively non-hexagonal lattice which would avoid dipolar
556 frustration altogether. With the hydrophobic interactions, bulk tilt
557 would cause a large strain, and the simplest way to release this
558 strain is along line defects. Line defects will result in rippled or
559 sawtooth patterns in the membrane, and allow small ``stripes'' of
560 membrane to form antiferroelectric regions that are tilted relative to
561 the averaged membrane normal.
562
563 Although the dipole-dipole interaction is the major driving force for
564 the long range orientational ordered state, the formation of the
565 stable, smooth ripples is a result of the competition between the
566 hydrophobic and dipole-dipole interactions. This statement is
567 supported by the variations in both $\mu$ and $k_r$. Substantially
568 weaker dipoles or stronger hydrophobic forces can both cause the
569 ripple phase to disappear.
570
571 Molecular packing also plays a role in the formation of the ripple
572 phase. It would be surprising if strongly anisotropic head groups
573 would be able to pack in hexagonal lattices without the underlying
574 steric interactions between the rest of the molecular bodies. Since
575 we only see rippled phases in the neighborhood of $\gamma=\sqrt{3}$,
576 this implies that there is a role played by the lipid chains in the
577 organization of the hexagonally ordered phases which support ripples.
578
579 Our simple model would clearly be a closer approximation to reality if
580 we allowed greater translational freedom to the dipoles and replaced
581 the somewhat artificial lattice packing and the harmonic mimic of the
582 hydrophobic interaction with more realistic molecular modelling
583 potentials. What we have done is to present an extremely simple model
584 which exhibits bulk non-thermal rippling, and our explanation of the
585 rippling phenomenon will help us design more accurate molecular models
586 for the rippling phenomenon.
587
588 \clearpage
589
590 \bibliography{ripple}
591
592 \clearpage
593
594 \end{document}